Saturday, July 05, 2008

The Immortal Soul: Given or Proof?

This is the final paper I turned in for the first class on Greek philosophy I ever took, which was also technically the only class I ever specifically took on Greek philosophy, and also during my second semester in college, back in 1999. It isn't...totally worthless. Only mainly so. I can barely follow the argument anymore myself. What is interesting, as I work my way haphazardly through old papers, is how often I make fun of a philosopher's neat little argument with a tennis analogy: "Game, set, and match." It seems so quaint now, especially coming from a 19-year-old, but it is no wonder that I took to Rorty and his notion of metaphilosophy so well (which gained so much resonance from Wittgenstein's notion of a language-game). I'd always, apparently, kinda' thought of argumentation as a game. Come to think of it, the whole paper is a metaphilosophical strike at Plato, interrogating the rules of argumentation. I don't say a damn thing about the immortality of the soul, just about Plato's procedure. (Note: there are references to "Stumpf" and "Angeles." The former, I think, was a compilation of primary texts that I no longer have. The latter was a dictionary of philosophy by Peter Angeles I no longer have on hand that I was quite partial to quoting in my early years. There are explanations for this, that probably tie to the above, though I will forgo them here.)

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One of the questions of philosophy is the truth of the immortality of the soul. Many philosophers have attempted to answer it. This is certainly true of Plato and Socrates. Plato answered this question in his dialogue Phaedo. In it are outlined four proofs that Socrates uses to prove the immortality of the soul. Through two objections from Socrates’ disciples, the first three proofs are shown to be weak of standing. Socrates then moves onto his fourth and final proof, which is considered to be his best. There seems to be a crucial problem with Socrates’ reasoning, however. It deals with the difference between a “given,” or self-defining truth, and a “proof.” Socrates says he is attempting to prove the immortality of the soul, but really he is only defining the soul as immortal. [1]

Socrates starts his final proof of the immortality of Soul first by telling those around him that he believes that teleological explanations of the world are superior. “…[W]e must discover how it is best for that thing to exist, or to act, or to be acted upon.” (97c-d)[2] Socrates goes on to say that the ultimate purpose of the world is to “imitate” the Forms. With this in mind, Socrates says that an essence is the pattern or blueprint, the Form. Each essence has essential attributes. Without these essential attributes it wouldn’t be the specific essence that it is. It is with this fact, that essences need their essential attributes, that Socrates continues with his proof.

Socrates wants to show that Life is an essential attribute of Soul. If he can do this then Soul cannot plausibly be linked with Death and therefore Soul will be proven to be immortal. His reasoning behind this is that in the Realm of Forms, an essence cannot have both sides of a duality participating as an attribute at the same time. Therefore, if one side of the duality is an essential attribute, then the opposite end of the duality can never be linked with the essence. Socrates develops his proof with the theme that the Greek idea of the soul is of “the mover.” For something to affect or “move” the reality of particulars around it, said something must have a soul (105c). So Soul, as “the mover,” has the attribute of Life. It would not be the soul if it were not alive. To make this link binding and essential, Socrates uses an analogy. Socrates says that on an Odd-Even continuum, Three is always Odd. By its very nature it can only be Odd, it can never be Even. Four, on the other hand, by its very nature, can only be Even (103e-105b). Therefore, Socrates says that Soul, by its very nature, can only be linked with Life (105e). Just like Three only being Odd and Four only being Even. Game, set, and match.

One thing about Socrates’ analogy seems to strike a strange chord, though. His use of mathematics in his analogy is slightly suspect. Mathematics, numbers specifically, are self-defining. In geometry this is called a “given.” A given is just that because it defines itself. You don’t prove a given. They are the groundwork from where all other proofs are built. A given is therefore a definition that has a specified, self-defining meaning. A proof, on the other hand, is “a process that establishes … a truth or fact.” (Angeles 245)

This difference between a “given” and a “proof” is where Socrates would raise an objection. To Socrates both a given and a proof are definitions and “… a definition [is] a clear and fixed concept.” (Stumpf 39) While a particular event or thing may vary from instance to instance, each varied instance would revolve around a certain essential nature, or definition. (Stumpf 40) This definition was to Socrates the Form of what was being defined. Socrates devoted his entire life to finding the true definitions of things and the process through which he achieved this was dialectic. By asking questions like “What is a pious act?” and “What is virtue?” Socrates was hoping to give definition to such abstract concepts as piety and virtue.

The catch is that there is a fundamental difference between what Socrates called a definition and what is considered a given. This difference can be summed up by two separate types of definition: a nominal definition and a real definition. A nominal definition is “…any definition that explains the meaning of a word or symbol.” (Angeles 66) Opposed to that is a real definition which gives the essence or definition of a thing. The key difference between the two lies within a word or symbol versus a thing. An example of a word or symbol definition is “A square is a plane figure with four connected straight sides that form four angles that total 360.” An example of a definition of a thing is “Piety is that which is loved by the Gods.” The former is a mathematical given and receives its meaning from that which it is specified; it is self-defining. The latter is clearly debatable and is, in fact, debated by Socrates in the Euthyphro. The definitions or essences that Socrates is looking for could easily be called real definitions and the debating process through which these real definitions are found called dialectic.

As has been said, Socrates’ search for essences was through dialectic. However, you can’t “find” nominal definitions through dialectic. They are self-defining. Therefore, nominal definitions can’t be swept into the category of real definitions. Socrates ignores this fundamental difference between defining a word or symbol and defining a thing. He sweeps both under the same heading. It is this sweeping motion that causes Socrates problems in his proof of the immortality of the soul.

Socrates, by comparing Soul to mathematical givens, is basically saying that Soul, having the essential attribute of Life, is self-defining, a given. By calling Soul self-defining means that it cannot be proven through dialectic. It is to be taken as fact. But this defeats the purpose of Socrates trying to justify his claims. Socrates’ entire life was spent showing that other people do not have wisdom and, because he admittedly has none, that he is the wisest man alive. By calling Soul self-defining Socrates is admitting to know something: Soul has the essential attribute of Life. This is why Socrates tries to prove it and why he sweeps nominal definitions in with real definitions. If he can prove immortality, he can say that the link is logically and rationally evident given the clues provided. If the link is self-evident then the link is a given, the clues be damned.

Say we move beyond this development and consider Soul as being a separate entity to Body. Socrates makes it perfectly clear that Soul is separate from Body. Soul being the mover and a separate entity is to be taken as self-evident. And as has been stated Soul, as “the mover,” has the essential attribute of Life. If Soul was an essential attribute to Life then it would quite an easy thing to say that Soul is immortal. For something to have Life it must have a soul. But this is certainly not the case as we see that a tree is alive, yet does not have a soul. If it had a soul it would be able to affect and move the reality around it. A case can be made for a tree affecting the reality around it. Its root structure pushes the dirt out of the way so it can sink its roots further into the earth. The tree takes in water, sprouts leaves, and can even push objects out of the way if its trunk grows in a way that pushes against other objects. It is irrelevant whether Socrates meant trees have souls or not. “Then the soul always brings life to whatever contains her?” (105d) Socrates asks of his disciples. It is Socrates’ entire argument that Life is an essential attribute of Soul.

Now consider Body. Body moves up and down the Life-Death continuum. Why can’t Soul, as a separate entity, move up and down the Life-Death continuum? It has already been shown that if Soul’s immortality isn’t taken to be self-defining then it must still be proven that it is linked to Life. In looking at Soul as a separate entity and having its own Life-Death continuum a picture of Soul can be made from the one Socrates was proposing. It seems plausible that Body can be looked at as the material form of the Life-Death continuum. The arms, legs, and torso of a man, the trunk, leaves, and roots of a tree, a blade of grass; all of these can be considered the body of each particular living thing. Soul, then, can be considered the immaterial form of the Life-Death continuum. When Soul is linked with Body, Life arises. If not every living thing has a soul it can be said that Body is “clicked” into the Life position, but Soul is still in the Death position. Either way, it is the combination of Body and Soul that gives things the capability to act upon reality.

To illustrate this combination we can use the analogy of a sperm and egg. By themselves they aren’t much. When the two are fused together, however, is when life begins. Together the sperm and egg transform themselves into a living creature. When this living creature dies you don’t get back the sperm or the egg, though. When Body and Soul are fused together you get a living creature that can act upon its reality. When this living creature dies it is entirely conceivable that you get nothing in return. It is also conceivable that just Soul can be “clicked” on. I’m not proposing that it can or cannot, I’m merely proposing that the possibility of Soul having the attribute of Death exists.

Socrates was trying to prove, through dialectic, that Soul had the essential attribute of Life. What he gave us, instead, was a nominal definition of Soul in which it had the essential attribute of Life. A nominal definition cannot be proven, however, because a nominal definition is just that because it is just now being given meaning. In place of Socrates’ proof, a different kind of connection between Body and Soul and the Life-Death continuum has been offered, given the clues provided.

The only question that remains is why did Socrates lump “givens” and “proofs” into one category of definitions? Maybe Socrates had a moment of weakness before his death and wanted something concrete to pass on to his disciples, something for them to build on. This seems unlikely as the problem didn’t lie in the logic of his last argument, but in the structure of his logic, specifically in the way he categorized the answers he was given through dialectical reasoning. Maybe Socrates had a definite goal in mind when he set out to find the definitions of abstract concepts like piety, virtue, and the immortality of the soul and it clouded his judgment. All of these answers are pure speculation, though, and shouldn’t be bothered when considering Socrates’ value to philosophy. He gave us the process of dialectical reasoning and it was through this type of truth-seeking that allowed philosophy to become the force that it is. And it was this type of truth seeking that Socrates performed and espoused his entire life and he no doubt would have wanted it continued after his passing.


[1] Since this dialogue is considered one of Plato’s Early Dialogues, it is difficult to distinguish where Socrates’ philosophy stops and Plato’s picks up. Because of this I am using Socrates as the creator of the proofs as he is the protagonist in the dialogue.

[2] All references to the Phaedo will be from the translation by F. J. Church (New York: Macmillan/Library of the Liberal Arts, 1951).

Sunday, June 29, 2008

Socrates and Relativism

This is the first paper I ever wrote about Plato in college, almost ten years ago. The first thing you'll notice is how bad my writing was. But the second, and far more interesting, is how obvious the modern tools I was using. People don't naturally think in the jargon philosophers use, so it takes years for a student to shrug off the terms the subject (whether it's a class on particular philosopher like Plato or a topic like free will) is being taught in. Like the first few years of French, an undergraduate philosopher is basically just trying to repeat back in as interesting fashion as possible what they were just being taught. The fact that I was using terms like a posteriori and a priori in discussing Plato (another sign of my youth, that I keep saying Socrates) is a testament to who my professor was, how I was being taught ancient philosophy. Clearly I was being taught with modern problems in mind, because my third paragraph is a pure Cartesian problem, hardly Greek at all. (The dialogue in question that I never mention? The Meno. Meno is the correct answer.)
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Relativism, as espoused by Protagoras, is a theory about the relativity of knowledge and sense perception. It is the position that truth does not exist independently of a perceiver and perceiver’s assertion that something is true. To exemplify this stance, Protagoras said that, “Man is the measure of all things.” What this means is that reality is only knowable, interpreted, through a medium: ourselves. And so Man determines what all things are. And because everybody is different, the medium through which we interpret the world is different and therefore reality will be different for each person.

Relativism says that all knowledge is a posteriori. It says that anything known is only gained empirically. But empirical knowledge can sometimes be proven incorrect over time if suddenly contradictory knowledge is gained. For instance, if Bob told Greg his mother’s name was Hilga, Greg would assume Greg’s mother’s name was Hilga. Twenty years later Bob finally meets Greg’s mom and greets her using the name Hilga. Greg’s mom tells Bob that her name is not Hilga, but Gertrude. This shows that the truth (Greg’s mom’s name is Hilga) can be, at some later point, proven wrong. Even if Greg’s mom had responded and said her name is Hilga, it is still possible that she is lying.

What this means is that we are sometimes mistaken in our empirical knowledge. If we are sometimes mistaken in our empirical knowledge, then it is logically possible that we are always mistaken in our empirical knowledge. If it is logically possible that we are always mistaken, then we never know if any of our empirical knowledge is true.

Socrates agreed with the sophists insofar as that empirical knowledge is flawed and relative. But for Socrates true knowledge was gained through the use of reason. He believed that all true knowledge was actually a priori knowledge merely forgotten when the soul entered the mortal body. Therefore true knowledge, gained through reason, was really gained through a process he called anamnesis. Socrates said that through reason you were just “remembering” the truth. He said that this was true knowledge and that everything not gained through reason was merely true opinion.

To prove his point, Socrates used the example of teaching a young slave boy rudimentary geometry. He could guide the boy step by step through geometrical proofs and the boy could understand them, even though he had no prior understanding of geometry, because, through reason, he was merely recollecting geometrical truths. Socrates also used many other mathematical tools to prove his point. The square root of four is logically always two, no matter who is doing the math. It is through this process of finding logical truths that Socrates finds universal Truth.

Saturday, June 21, 2008

Dialectic and Democracy

This a paper I wrote in 2001 for a political theory class. It doesn't seem to matter what context I was in, with single-minded determination I would go after Plato's dialectic. Some call it a narrowness that produces blind-spots. I call it specialization. I find the paper now a little clumsy with the issues, but if there is any lasting value in the paper, it may be that it attempts to show how Plato's conception of dialectic reverberates out over the other pieces of his philosophy. It is an illustration of how pigeon-holes like "epistemology" and "political philosophy" are more permeable then sometimes allowed for.

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In Book 6 of Plato’s Republic, Plato uses the metaphor of a ship at sea to describe why philosophers are not the most important men in a state. This metaphor also marks the beginning of Plato’s critique of democracy, which continues in Book 8. This critique rests on two points: 1) rhetoric, the art of persuasion, is bad and dialectic, the discourse of knowledge, is good and 2) the assumptions that people are endowed with one good merit and that the general populace is not terribly bright. We will find that Plato’s critique of democracy has lost some of its force because 1) the line between knowledge and opinion has been redrawn, 2) the role of dialectic has been redefined, and 3) assuming that people have only one merit and are generally unintelligent are not good assumptions.

The ship of state metaphor in Book 6 is characterized by its three participants: the captain, the crew, and the navigators. Plato describes the captain as “larger and stronger than any of the crew, but a bit deaf and short-sighted, and similarly limited in seamanship.” (488a-b) The crew spends all of its time “milling round the captain and doing all they can to get him to give them the helm.” (488c) The true navigators, on the other hand, spend all of their time studying the weather and the stars. For this they are laughed at and reviled by the other crew. The metaphor is simple: the captain is the voting populace, the crew represents the people running for office, and the true navigators are the philosophers. Where the philosophers actually know how to run a state, the crew is merely intent upon being put in charge to run the state. To do so they concentrate on trying to convince the captain to let them.

Democracy, then, is characterized by a gullible populace, a persuasive group of people who don’t know how to rule, and an unpersuasive group of people who do know how to rule. This characterization of democracy doesn’t quite look right because it doesn’t seem to follow that, just because you’re good at persuasion, you don’t know how to rule, or vice versa for those that do know how to rule. This characterization occurs because of Plato’s dislike of rhetoric. Democracy is bad because its rulers are skilled in the art of rhetoric.

Why is rhetoric bad? Rhetoric, the art of persuasion, is bad because it is based on opinions (doxa), as opposed to knowledge (epistēmē). For Plato, and the rest of the Greeks at this time, there is a tight line cut between knowledge and opinion. Knowledge is that which is absolutely certain. Anything less than absolute certainty is mere opinion. This line between knowledge and opinion began to move during the Skeptical Crisis of the 16th century.

To understand what happened in the 16th century, it is convenient to break certainty into three kinds: logical, moral, and psychological.[1] Logical certainty is strict, absolute necessity; it couldn’t be any other way. Moral certainty is at such a high probability that we can live our lives believing it to be true. Psychological certainty is personal intuition, a gut feeling. The ancients, like Socrates, Plato, and Aristotle, believed that true knowledge had to have absolute, logical certainty. If it fell short, it was opinion and therefore pretty useless.

Beginning in the 16th century, many scholars began to loose confidence that humans would ever be able to reach true knowledge, partly because Plato and Aristotle both thought they had it. Looking back, therefore, Plato seems to use opinion in a way to characterize things that we would now call knowledge. For instance, we cannot be logically sure that the sun will rise tomorrow, but the probability is so high that to think that it wouldn’t would be considered insane. In this way, the force of Plato’s argument is partially undercut. If rhetoric is based on opinion and opinion now includes things that we might consider knowledge, then rhetoric may be safe to rule a state.

Plato would come back and say, “Even if my version of opinion now includes some kinds of knowledge, it still doesn’t include the best kind of knowledge: absolutely certain knowledge. Therefore, rhetoric is still a suspect way of selecting leaders.” There are two attacks on this line of argument, neither exclusive to the other: 1) a simple attack on dialectic as absolutely certain knowledge and 2) questioning why dialectic cannot be taught in place of rhetoric.

The simple attack on dialectic is this: the empirical tradition of philosophy in the last several centuries has attacked the assumption that dialectic and the definitions of words (upon which the dialectic plays off of) have any metaphysical weight. The empiricists hold that the dialectic doesn’t say anything about reality, only about the relations between words.[2] They would say that our definitions of reality do not have any meaningful thing to say about reality, they merely reflect the way in which we refer to objects in reality. Essentially, the empirical tradition would say that absolute, logical certainty of the world does not exist. The best we can hope for is moral certainty, the likes of which are gained through the sciences.

This doesn’t completely destroy dialectic’s credibility, though. It merely changes its position. Whereas before, dialectic ascertained reality, now it is a powerful tool of persuasion. Of course, this permutation would absolutely abhor Plato. Dialectic, for Plato, wasn’t just logical argumentation, or rational give and take. It was the process by which to discern reality. (531e-532b) But take away the discernment and you are left with a process of logical argumentation. And no one would dispute the fact that Socrates was probably the most persuasive man in all of Athens. He was the most persuasive because he was the most able user of dialectic.

If we lay aside this line of argumentation, for the moment, and assume that dialectic discerns the true reality, we can entertain the second line of argument: questioning why dialectic cannot be taught in place of rhetoric. If rhetoric is so bad, why not teach dialectic to people? The reason for Plato essentially is that his definition of justice forbids it.

Plato defines justice as, “minding your own business and not interfering with other people.” (433b) Couple this with Plato’s vision of a meritocracy (“And so if we want to pick the best guardians, we must pick those who have the greatest skill in watching over the community.” (412c)) and he now has a society that capitalizes on only one skill per person. Plato’s reason for not teaching dialectic to everyone is because dialectic is for dialecticians, just as farming is for farmers and bricklaying is for bricklayers. Each person, effectively, only has one good skill.

But this just seems to be Plato condemning democracy to badness. Democracy has no way to function according to Plato’s hard and fast definitions. Plato seems to be playing it safe by limiting everyone to one skill, but why can’t people be apt at more than one thing? It seems a more reasonable description of a meritocracy is not “do the one thing you are good at,” but “do what you are good at.” This means if you are good at more than one thing, then, by all means, do more than one thing. Plato wants to say that dialecticians should stick to dialectic and not farming and vice versa. This is why the farmer should mind his own business and restrict his thinking to his craft and not dialectic. A dialectician doesn’t walk onto the farm and start telling the farmer what to do.

The point seems valid, but only if the farmer and the dialectician knew nothing of the other’s craft. If the dialectician was also a skilled farmer, he might have a few pointers for the farmer. The two should stay out of each other’s hair only if they have no experience or skill in the other’s trade. And if education is available for various positions, why should people be limited to one type of education? If we are dreaming up ideal ways of governing, why not dream up a situation where people are educated in various skills and are then able to pick from a broader set of skills what they do as a career? One of the skills could be dialectic.

This brings Plato’s last assumption: the dialectic is either very, very hard or the general populace is fairly unintelligent. It’s probably fair to say that it is a mix of both. Plato would say that the dialectic is a full-time job and, though all people technically have access to the Realm of Forms, not all people will be skilled enough to reach them through the dialectic. It is here that I would bring back the redefined status of dialectic. If dialectic is simply rational argumentation, then why can’t everyone be taught it? They don’t have to wield it with Socrates’ or Plato’s effectiveness, just effectively enough to weed out crew members who wish to usurp control of the ship.

Here we see fully the deflated balloon of Plato’s argument. If we have a populace that is gullible, then the obvious solution is to make the populace not gullible. Plato’s high standards for knowledge have been knocked down and made more accessible to more people. No longer is the true reality only discernible through a method that only a few can or may master. If we have a captain that is somewhat adept at seamanship, then he will be able to choose a worthy helmsman. The goal of an ideal democracy, which is now given greater credence, should be to maximize the education of the many to weed out the poor rulership of a few.

[1] This splicing of certainty was made by Professor Lindberg during his History of Western Science lectures.

[2] This tradition in the philosophy of language was started by John Locke and has been continued by the so-called Analytic tradition of philosophy.

Sunday, June 08, 2008

Rhetoric and Dialectic in Plato

This was a paper I wrote in 2002. It is a fairly typical discussion of Plato's Republic in relation to the rhetoric/dialectic controversy and nothing very interesting happens in it. However, for all it's typicality, it is still more or less right, just boring. So in this respect, it might be a useful rehearsal for those who aren't familiar with Platonic scholarship (some of which is in a lot of ways assumed in many of my other writings).
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In the Republic, Socrates (as Plato’s mouthpiece) is attempting to define what justice is when he begins to describe a city. His hope is that if he can find justice writ-large in the city, he can then find what justice between individuals is. In this section of the dialogue between Socrates and Glaucon, Socrates uses an interesting rhetorical device: description/re-description. Socrates takes a description by Glaucon and re-describes it in his own terms. This simple rhetorical stratagem becomes interesting and problematic in light of Plato’s apparent relation to rhetoric in the Republic and elsewhere. We find that Plato continually disparages rhetoric and, in particular, its teachers, the Sophists. If we place Plato’s rhetorical device of description/re-description within a larger context of the nature of rhetoric and dialectic, we will find that Plato has an inherent tension between his espousal of dialectic and his use of rhetoric for which he never accounts. This tension produces two different definitions of dialectic: one as universal dialectic, the other as contingent dialectic. Plato espouses the first, but is continually in use of the second.

After Socrates and the others decide to find justice in the city, Socrates begins his “origin of cities” argument. He begins by saying that, “Society originates … because the individual is not self-sufficient, but has many needs which he can’t supply himself.”[1] (369b) Thus, the city or community is created out of necessity. People cannot survive on their own, so they form small communities to aid each other in survival. But then Socrates introduces the division of labor, the notion that people should specialize in that which they are best suited. “Quantity and quality are therefore more easily produced when a man specializes appropriately on a single job for which he is naturally fitted, and neglects all others.”[2] (370c) This inflates the population of Socrates’ formally small city of five into a community of many. This is Socrates’ healthy city or, in Solon’s sequence, the city of wealth or olbos.

Glaucon, however, interrupts and identifies this city as the city of pigs. (372d) The sequence of events that occur here is important. Socrates paints the picture of the city, Glaucon identifies it as the city of pigs, and Socrates then re-describes it as his healthy city. Glaucon then describes his luxurious city as having citizens who “recline in comfort on couches and eat off tables, and have the sort of food we have today.” (372d) Then, Socrates re-describes this city (“it will want couches and tables” (372e)) as a city with a fever, the city of koros. Socrates even quips, “With our new luxuries we shall need doctors too, far more than we did before.” (373d)

The struggle in this section is over who gets to identify the current description. If Glaucon had his way, Socrates’ healthy city would be a city fit for animals. Glaucon, clearly, is portrayed as an anti-primitivist. A tolerable, livable, civilized life begins with luxury. Socrates, on the other hand, is here portrayed as a primitivist, preferring a small, simple community and life. But this is simply one stage in a much larger argument for justice. Due to his superior dialectical agility and acumen, Socrates, as always, wins and moves on with his argument.

The rhetorical device used in this struggle proves interesting when sat side by side with Plato’s apparent distaste for rhetoric. In Book 6, Plato uses the allegory of a ship at sea to describe why philosophers are not the most important men in a state, in particular a democracy. The ship of state allegory is characterized by its three participants: the captain, the crew, and the navigators. Plato describes the captain as “larger and stronger than any of the crew, but a bit deaf and short-sighted, and similarly limited in seamanship.” (488a-b) The crew spends all of its time “milling round the captain and doing all they can to get him to give them the helm.” (488c) The true navigators, on the other hand, spend all of their time studying the weather and the stars. For this they are laughed at and reviled by the other crew. The allegory is simple: the captain is the voting populace, the crew represents the people running for office, and the true navigators are the philosophers. Where the philosophers actually know how to run a state, the crew is merely intent upon being put in charge to run the state. To do so they concentrate on trying to convince the captain to let them.

The moral of the story is that rhetoric, the art of persuasion, is bad because it allows ignorant people to sound like they are not ignorant. The crew can convince the captain to let them navigate, not because they know how to navigate, but because they portray themselves as knowing how to navigate. The ship of state allegory does not stop there, though. The crew are masters of rhetoric and the true navigators are masters of dialectic (as philosophers modeled after Plato). The implication of the allegory is that rhetoric is bad because it supersedes the dialectic.

The tension between Plato’s distaste of rhetoric and his use of it becomes all the stronger as we find that Plato uses rhetorical methods all the time. In fact, a fortiori, Plato’s most famous pieces of philosophy are rhetorical in nature. The dialectic is the rigorous method of reasoning upon which one can find the true definitions of things, thereby discovering its Form. For Plato, it was the sole method by which truth was attained. But here we have Plato consistently using analogies, allegories, metaphors, and narrative themes to great effect.

The purpose of the Republic is to find the Form of Justice. As has already been pointed out, Plato hopes to,

“find justice on a larger scale in the larger entity [the community], and so easier to recognize. I accordingly propose that we start our inquiry with the community, and then proceed to the individual and see if we can find in the conformation of the smaller entity anything similar to what we have found in the larger.” (368e-369a)

Plato wants to find something similar in community-justice to individual-justice. The entire argument of the Republic is cast in the form of an analogy between the two kinds of justice. An analogy is not a form of rigorous argumentation. An analogy is a pictorial or metaphorical mode of thinking.

Plato also uses allegories everywhere. There’s the allegory of the cave and ship of state in the Republic[3], the allegory of the charioteer in the Phaedrus[4], and, its been argued, the entire Phaedrus as a whole.[5] Allegories are clearly not included in the dialectic. Allegories are stories or narratives that carry a second metaphorical meaning beyond the literal meaning of the words. Plato also uses simpler metaphors as in the origin of cities argument. The “city of pigs” is not literally a city filled with pigs. Though this metaphor is introduced by Glaucon, Plato re-describes the metaphor in terms of the sickness or health of a city and ends with the metaphorical doctor of the city, in the form of the philosopher-king.

Finally, and most ambiguously, is Plato’s relation to writing. Christopher Norris, in Deconstruction: Theory and Practice, points out that in the Phaedrus writing is,

“the dangerous ‘supplement’ which lures language away from its authentic origins in speech and self-presence. To commit one’s thoughts to writing is to yield them up to the public domain, to risk being misconstrued by all the promiscuous wiles of interpretation. Writing is the ‘death’ that lies in wait for living thought, the subtle agent of corruption whose workings infect the very sources of truth. Plato’s case against rhetoric is therefore of a piece with his attitude to writing. Both are seen as the rebellious servant to a master (truth or dialectic) whose authority they flout by setting themselves up as alternative paths to wisdom.”[6]

But here we have Plato’s vast body of writing. And not only did Plato commit his own thoughts to writing, he committed the thoughts of his beloved master, Socrates. The strength of this ambiguity between Plato’s professed distaste for writing and the existence of his own writing takes on new proportions when we consider the fact that Plato is no slouch when it comes to writing. Plato is considered an unexcelled Greek writer. The Republic is not only a series of metaphors and allegories within an overarching analogy, the entire narrative of the Republic is framed in a katebasis motif. As Voegelin says, “The first chapter of the Republic sets the dialogue into motion. Its opening passage … assembles symbols that recur in its course. And the first word, kateben (I went down), sounds the great theme that runs through it to its end.”[7] The theme suggests that saving knowledge is attained in another world and that one must go there to receive it. In the Republic, Socrates goes down to the harbor and engages in the argument for true knowledge of justice and so then returns with his friends back up to Athens.[8] This theme is even mirrored in the allegory of the cave.[9]

All of this suggests that Plato and Socrates were both distrustful of rhetoric and concurrently quite good at it. Many scholars have pointed out that Socrates is actually quite closer to his professed enemies, the Sophists, practitioners and teachers of rhetoric, then Plato would have liked. W. T. Jones says, in The Classical Mind, “[Socrates] must have seemed to his fellow citizens more like a Sophist than anything else.”[10] In the Outlines of the History of Greek Philosophy, Eduard Zeller says,

“Socrates had much in common with the Sophists; first a critical attitude towards everything that seemed to be founded merely on tradition; further the chief object of his thought—man as knowing, active, social being; thirdly, that in his philosophic reflections he always started from experience.”[11]

But as Paul R. Helsel says, “Socrates was born among the Sophists, he was educated by the Sophists, he used the method of the Sophists, but Socrates was not a sophist.”[12] The difference is that the Sophists did not believe in an ultimate truth, but Socrates (or, at least Plato’s Socrates) did.

The interesting inconsistency of Plato’s distaste for rhetoric and his use of it becomes even more problematic in light of this last statement: “he used the method of the Sophists.” This seems to obscure the line between dialectic and rhetoric, the method of Socrates and the method of the Sophists. The line blurs even further when we take into account Golden, Berquist, and Coleman’s rendering of Plato’s Gorgias and Phaedrus in The Rhetoric of Western Thought. They characterize the Gorgias as a study of false rhetoric. “Rhetoric … was a pseudo-art of appearances rather than a vehicle for conveying truth.”[13] In the Phaedrus, on the other hand, Plato articulates “true rhetoric.”

“The second or ‘true rhetoric’ he himself exemplified. The rhetoric he embraced was truthful, self-effacing, and real. Plato’s noble lover [true rhetorician] was part philosopher, part logician, part psychologist. He must know the truth. He must be a master of dialectic, the Platonic instrument for the discovery and dissemination of the truth.”[14]

The problem with this description of “true rhetoric” is that it sounds exactly like the dialectic. In a systematic diagram of Plato’s true rhetoric, Golden, Berquist, and Coleman define rhetoric as “the art of winning the Soul by discourse” and that “it’s one and the same for every type of speaking.”[15] If that is not Plato’s definition of dialectic, then classicists have been translating dialektikē wrong for a long time.[16] Alongside this seeming equivocation of rhetoric and dialectic come the claims of Socrates and Plato being rhetoricians themselves.[17] So what exactly is going on here? The difficulty in placing Socrates and Plato as rhetoricians or not exists because of equivocations in defining dialectic. There are, in effect, two definitions co-existing at the same time: Sophistic dialectic and Platonic dialectic.

Sophistic dialectic is closely aligned to the original translation of the word dialektikē: the art of conversation or discourse. Following Protagoras’ famous saying, “Man is the measure of all things,” Sophistic dialectic depends on who the conversers are. Because of this, it is also contingent upon the conversers’ cultural background and place in history. Two Greek men from 440 BCE are going to have a much different dialectic then two American men from 2002 CE. Sophistic dialectic is a contingent, historicized dialectic. Definitions produced by the dialectic are stipulative, nominal definitions. Dialectic, in this light, is usually thought of as a branch of rhetoric.[18] Platonic dialectic, on the other hand, is the sole method towards universal truth. It’s “one and the same for every type of speaking.” It’s “the only procedure which proceeds by the destruction of assumptions to the very first principle, so as to give itself a firm base.” (533c-d) Platonic dialectic is a universal, eternal dialectic and is properly thought of as a branch of logic (or vice versa).

With these two concepts we can see two things happening in the Platonic dialogues. When a Sophist enters into an argument with Socrates, he is arguing contingently. He uses all of his rhetorical skills and abilities to win and, if he were to win, the position that won wouldn’t be ultimate “Truth”, but rather simply “true” of this particular moment. When Socrates enters into an argument, he also uses all of his rhetorical skills and abilities to win. However, the position Socrates is ultimately arguing for is the enshrinement of the Truth. Socrates is entering into a contingent dialectic to enshrine universal dialectic. Along the way, Socrates began to distinguish between good rhetoric and bad rhetoric, good dialectic and bad dialectic. Good rhetoric became simply dialectic and bad rhetoric became rhetoric. And because Socrates was so good at the branch of rhetoric known as dialectic, he won. At the very least, this is bad faith on the part of Socrates.

It is in this light, in the context of a battle over the definition of rhetoric and dialectic, a battle of competing descriptions of rhetoric and dialectic, that we should view his use of the rhetorical device of description/re-description. For, if viewed in this light, we can see Socrates using the same rhetorical tricks and gambits as that of his enemy, the Sophists, all the while denying its use and instead placing the success of his victories on the mantle of dialectic. As Norris says of Nietzsche:

“The dialectical method of eliciting ‘truth’ from a carefully contrived encounter of wisdom and ignorance was – according to Nietzsche – no more than a rhetorical ploy. Its persuasiveness, however, was such as to monopolize for itself all claims to reason, dignity and truth. … Behind all the big guns of reason and morality is a fundamental will to persuade which craftily disguises its workings by imputing them always to the adversary camp. … If anything, the sophist comes closer to wisdom by implicitly acknowledging what Socrates has to deny: that thinking is always and inseparably bound to the rhetorical devices that support it.”[19]

In this sense, dialectic is a tool of repression in the rhetorical game of persuasion. Dialectic forces people down one path of argumentation. Socrates’ game is to get his opponent to accept the opening points of his argument, force his opponent through a labyrinth of logic, and any objection he re-describes to either discredit it or force his opponent back into the labyrinth, thus fueling Socrates’ own argument. Norris describes a scene where

“Socrates is shown running circles of argument round one of their [sophists’] number in Plato’s dialogue The Gorgias. Here dialectic wins out, as always, by placing its questions with strategic skill and forcing the opponent into a position of weakness on Socrates’ terms.”[20]

This isn’t to say that the Sophists aren’t engaged in the same program. They also enter into the dialectic in the hopes of winning. However, their ultimate goal is not the enshrinement of some universal truth. Their goal is contingent upon the moment, as per their understanding of rhetoric and dialectic.

If we interpret dialectic the way Plato would want us to, as the logic of universals, the path to the Forms, then conflict occurs with other pieces of Platonic argumentation. However, if we interpret dialectic in Plato as a branch of rhetoric, as simply the historically contingent discourse of a particular time and place, then the problems with Platonic allegory and metaphor disappear, but we are left without universal Forms, which are instrumental to Plato’s systematic philosophy. Thus we have two descriptions of dialectic. If we take dialectic as the universal method towards truth, we must reject Plato as a practicioner because of his continued aberrations into rhetoric. However, if we take dialectic as a branch of rhetoric, contingent upon its every use, a description that Plato seems to, in some sense, have understood in his equivocation of rhetoric and dialectic in the Phaedrus, we will see how Plato was attempting to enshrine a method of truth by any means at his disposal. The use of description/re-description in the opening sections of the Republic is just one of many examples.



[1] All quotations of the Republic are from the Desmond Lee translation.

[2] It should be noted that this is the first appearance of Plato’s conception of justice. Compare “… a man specializes appropriately on a single job for which he is naturally fitted, and neglects all others.” (370c) with Plato’s ultimate construction “… justice consists in minding your own business and not interfering with other people.” (433b) The common principle to both is that a person should mind their own business and do their own thing. Plato seems to want us to believe that this justice is then naturally emergent, but, argumentatively speaking, it is not good policy to use what you are trying to prove in the proof, i.e. from a dialectical standpoint, Plato is begging the question. This becomes apparent at 374a when Glaucon asks if the people could not fight for themselves if attacked by another state. Socrates replies, “Not if the principle, on which we all, yourself included, agreed when we started constructing our state, is sound. And that was, if you remember, that one man could not do more than one job or profession well.” (374a) It is quite clear, at this point, that Plato is constructing a dialectical argument for justice. And since Plato’s professed method towards truth, in general, is the dialectic, this provision in the “origin of cities” argument becomes suspect. He is supposed to be proving his principle, not assuming it. However, as a rhetorical description of the origin of society, it proves effective or, at the least, relatively inoffensive.

[3] Book 7 and 6 respectively.

[4] 246a-247b

[5] James L. Golden, Goodwin F. Berquist, and William E. Coleman, The Rhetoric of Western Thought, (Dubuque: Kendall/Hunt Publishing, 1976), 20

[6] Christopher Norris, Deconstruction: Theory and Practice, (New York: Routledge, 1982), 63

[7] Eric Voegelin, “The Way Up and the Way Down”, in History-208 Course Packet, (Spring 2002), 139 (originally in the third volume of Voegelin’s Order and History)

[8] ibid.

[9] In the allegory of the cave, the katebasis theme is reversed so that the prisoner breaks free and travels up out of the cave, receives knowledge, and then travels back down to the cave, rather than down to the harbor for knowledge and up to Athens to spread it.

[10] W. T. Jones, The Classical Mind, (New York: Harcourt, 1952), 110

[11] Eduard Zeller, Outlines of the History of Greek Philosophy, (New York: Meridian Books, 1955), 118

[12] Paul R. Helsel, “Early Greek Moralists,” in History of Philosophical Systems, ed. Vergilius Ferm, (Paterson: Littlefield, Adams & Co., 1961), 89

[13] Golden, Berquist, and Coleman, 20

[14] ibid., 25

[15] ibid., 26

[16] “Dialectic, in fact, is the only procedure which proceeds by the destruction of assumptions to the very first principle, so as to give itself a firm base.” (533c-d) The main thing to stress here is that dialectic is “the only procedure” and the first principle spoken of is the Form of the Good which orients the Soul.

[17] This includes Nietzsche’s attack, being “not to deny the potential aberrations of rhetoric but to argue, on the contrary, that Socrates himself is a wily rhetorician who scores his points by sheer tactical cunning.” (Norris, 61)

[18] Take for example, dialectic’s submersion under rhetoric in The Aims of Argument: A Brief Rhetoric: “The ancient Greeks called argument as inquiry dialectic; today we might think of it as dialogue, or serious conversation.” As a branch of rhetoric, dialectic becomes one of many avenues of inquiry, though for Plato, dialectic was the only avenue towards truth.

[19] Norris, 60-1

[20] ibid., 60

Thursday, May 29, 2008

What Is Metaphysics?

Here are two definitions of metaphysics:

1) Metaphysics is the general framework, or understanding, or set of assumptions, that people unconsciously (with various degrees of self-consciousness) interpret, or see, or live in the world. As an activity, it is the attempt to make the unconscious self-conscious and in some cases modify (this activity is also known in some circles as “philosophy”).

2) Metaphysics is the branch of philosophy that attempts to display the basic, universal, ahistorical underpinnings of reality (this activity is also sometimes known in some circles as “Platonism,” and in a few circles the acronymic “SOM”).

The above are designed for one purpose—to elaborate my position on “metaphysics,” which is Janus-faced because I have two philosophical parents. Mom (Pirsig) likes the word “metaphysics” and uses it freely to describe his philosophy. Dad (Rorty) doesn’t like the word “metaphysics,” generally because it causes headaches, and occasionally uses it to describe what he’s critiquing. What to do?

Well, it turns out that if you look closely, they are generally using two different definitions of what “metaphysics” is. With these two definitions we can split philosophers up into four groups:

A) Philosophers who like definition (1) and do definition (1).
B) Philosophers who like definition (1) and do definition (2).
C) Philosophers who like definition (2) and do definition (1).
D) Philosophers who like definition (2) and do definition (2).

Exemplars of each type:

A) Pirsig
B) Logical postivists
C) Rorty
D) Plato

The first side of the classifications, who likes which definition, is intended to display which definition of “metaphysics” people are wont to use when they are doing philosophy. The second, who does which, is intended to display—whether or not they understand themselves as doing so—which kind of metaphysics they were enacting. Hence: Pirsig likes and does the first definition and Rorty likes the second, but does the first. This happens because people who like the second definition fall into two categories: 1) unabashed Platonists/SOMists who fight against pragmatists/Pirsigians (D, above) and 2) pragmatists/Pirsigians who use “metaphysics” as the handle on which to grasp their enemy, Platonists/SOMists (C, above). Pirsig doesn’t use the word for that purpose, but I understand his purpose and so don’t get too upset what he uses the word neutrally and Rorty uses it pejoratively. (Also note the logical positivists, who thought they’d swept aside metaphysics, but were later shown to be enacting Plato’s involutions just as assuredly.)

At any rate, classifying stuff, slicing and dicing data, can be fun, but it must always be for some purpose—there is no neutrally motivated cut of the analytic knife (“neutral motivation” being in this context something of an oxymoron). Mine was to move Pirsig and Rorty together, but some questions arise as too how close that can be, and to how useful metaphysics(1) is in capturing the field of metaphysicians who aren’t Platonists. For, surely, metaphysics isn’t a turn inward, a personal investigation as metaphysics(1) seems to imply, but rather is about reality, as metaphysics(2) says. This objector may be quite noncommittal about Platonism, but they are interested in displaying the basic features of reality, not our minds or interpretive structure (or some other clever arrangement of words conveying the same thing). They are interested in creating a linguistic model of reality, much as physics creates a mathematical model of reality. These take seriously the etymological roots of “metaphysics,” noting that, alright, physics can do its thing, but metaphysicians still have to come in and mop up by noting, roughly, what makes physics possible—the structure of reality that escapes the mathematical models of physics.

This thought still seems to run in two different directions at once: in “mopping up,” does the metaphysician describe the basic structure of reality lurking behind the math, or do they describe the interrelation between physics and the rest of the world, or even, the interrelation between the disciplines that describe the world (which includes such “disciplines” as our regular effort at getting by day to day, i.e. “common sense”). After all, isn’t what escapes physics the stuff that chemistry, biology, psychology, sociology, etc., do? Isn’t that why other disciplines got set up in the first place?

The fear of floating down the path laid out by metaphysics(1), an investigation into the ways in which we understand the world, is roughly the fear of subjectivism and of losing touch with the world. On the one hand, can we really lay out the basic model of reality by turning inward to the way that we, I, understand my relation to the world? Wouldn’t that just lay bare, simply and only, my relation to the world, leaving dark how everybody else deals with it, let alone how reality actually is? And there we have the other hand: if we just tinker and toy with our understanding of reality, doesn’t that still leave us the question of how our understanding relates to reality, and the question of how reality is (as opposed to how we understand it)?

The fear of losing touch with the world specifically arises with the snide comment: “You seem to want to talk about how we talk about reality, but I want to talk about reality.” This is often punctuated by referencing, for example, the difference between tigers and talking about tigers. When confronted by a ravenous Bengal, wouldn’t it be better to know about tigers, rather than how National Geographic talks about tigers? While on the one hand, there is a very obvious difference between tigers and talk about tigers (one is a tiger, the other is talk) that no one is denying, on the other hand, consider for a moment the fact that, if you actually did know quite a bit about how National Geographic and other professionals talk about tigers, you would also, concurrently, know a lot about tigers—how couldn’t you? Is it possible to somehow learn a lot about the activities of zoologists without learning anything about what they study?

What I want to suggest is that the fear of losing touch with reality because we are focused on something other than reality, how we talk about or our understanding of reality, shouldn’t be all that strong a fear because, under normal circumstances, the two will almost always dovetail. The reason for this is, in fact, the same reason for why the subjectivist fear is misplaced also. The fear of subjectivism arises because we take Descartes’ fear of solipsism too seriously. The fact of the matter is, though, that none of us are isolated monads floating in this soup called “Reality.” There are, in fact, quite a few of us monads floating in the soup and we’ve learned how to communicate with each other about our hopes and dreams, and more importantly for this little dissertation, how we are getting on in the soup. As we communicate with each other, coordinate our actions and the like, if what I believed about reality didn’t coordinate in large measure with what the other person believed about reality, then the communication would fail entirely. Random anomalous communication might be taken to be mistakes (like malaprops), but more systematic anomalies might be taken to be different languages, with attendant “difficulties in translation” for persistent anomalies (like English’s difficulty with the Greek aretê). However, more significant mismeasure between people might be labeled “insanity” and tremendous discontinuity is likely to be referred to as “noise.”

This is the conclusion that was reached by Donald Davidson in his work on philosophy of language, and its coordination with communication and truth. Davidson concluded that most of anyone’s beliefs must be true for communication to work—though that still leaves us in the dark about which ones are the true ones, let alone the problem of figuring out, with significant mismeasure, which person the crazy one. But Davidson’s conclusion does help dispel the Cartesian fear of solipsism—as long as communication works, we have as much certainty as we need that there is not only an External World, but also Other Minds.

So: we can investigate our understanding of reality and not fear subjectivism because it is our understanding we are investigating, most of our beliefs having been engendered by the community we grew up in, and we need not fear losing our grip on reality because this community’s understanding is its reality, in the sense, a very Darwinian one, that an understanding of the world that is around after all this time is one that works, and one that works must be one that largely teaches people how the world is.

A non-Platonist may still have some objection to metaphysics(1). After all, is not Pirsig’s Metaphysics of Quality more appropriately seen as a model of reality and not simply an understanding through which we see the world? Isn’t it a splicing of reality with Phædrus’ analytic knife, not just a splicing of our assumptions? The feeling behind this objection is that, yeah, investigating the way we individuals function in the world is good, but we also need an ontology, an investigation into how reality is apart from us. “You can show how reality, on the one side, and our experience of reality, on the other, must converge all you want, I think you can still talk about both of them separately and doing so will give us slightly different pieces of knowledge of the world.”

Ontology, study of the reality half of the experience/reality equation, is roughly the study of being, and it is often seen as the investigation into different kinds of being, or existence. Reading a random selection of writings on this topic over the course of the last 2,500 years will get you, not just different answers, but different kinds of answers. The metaphysical imagination has, however, been reigned in over the years, as some of its early speculations, say, in suggesting that water or fire was the root of all existence, were a little wild, indeed. In trying to circumvent all the speculative, metaphysical nonsense of preceding generations, Kant said that, rather than explain what kinds of existence there were (rather more poorly than other disciplines like the New Science), philosophy needed to show what was needed for existence to exist: what are the underpinnings, the structure that shapes the way this house exists?

There are a few problems with transcendental philosophy, but the broad thought—what has to exist for us to be able to do all of the things we are doing—is largely something that can, and should, be done. There is an infinite regress problem that arises, though, if you aren’t careful: unless a Pirsigian, for instance, is going to posit a non-physical kind of existence—which is a dangerous proposition—when somebody asks you what kind of existence the DQ/SQ split has, one of the few routes people feel comfortable anymore with is “it has the existence of a metaphysical proposition,” i.e. it’s something stated by people (which is Pirsig’s answer with “Western ghosts”). This, it is true, creates a circle that some people think is damaging—people need to exist for metaphysics to exist, which needs to exist for physics to exist, which needs to exist for people to exist—but pragmatists think that the circle becomes damaging and silly in equal measure: only by taking it too seriously. Part of what the word “universe” means is “that which would exist whether people do or not” and the only sense in which the universe is dependent on people is the sense in which “universe” is a word, and only people use words.

In the end, we are driven back to the Davidsonian outlook I described earlier: what we say about reality must converge with reality because there is no way we would keep saying these things if they weren’t useful, if they didn’t work, if they got reality drastically wrong. If what I said about the tiger got the tiger wrong, that way of speaking about tigers wouldn’t last. If I said, “tigers are cute and nice and love to play with me,” then I would likely get eaten upon meeting a tiger, and eventually everybody who believed that would get eaten, and thus nobody would be left thinking that about tigers. Forms of life, in Wittgenstein’s sense, evolve just as readily as biological life.

Some recalcitrant might still object, though, that just because a model of reality works doesn’t mean it is the right model, the correct model of reality. Shouldn’t we be searching for this model? Isn’t that what physics does? Since physics searches for the correct model of physical reality, shouldn’t metaphysics search for the correct model of reality in general?

The motivation behind “metaphysics,” under all definitions, but in particular those who want something more reality driven than my potted definition of metaphysics(1), is that there is more to the world, reality, and life than science. We need models of reality that display what this “more” is. This is all well and good, but the analogy with what science still displays the two sides of metaphysics, Platonic and non-Platonic. If metaphysics, like physics, is both a proliferation of hypotheses, of models, of how reality works and a winnowing of better ones, and we are willing to say with Davidson that these models do tell us how reality is, this doesn’t mean that our better and better models get closer to how reality is actually apart from our descriptions, how it should correctly be modeled. Not just Pirsig’s youthful fear of infinitely proliferating theories gets the Platonist here: how does the scientist, or metaphysician, know that he’s found the correct model, as opposed to the best one so far?

The origin of metaphysics, we say following Aristotle, was in trying to explain how reality was, like “water” (Thales) or “fire” (Anaximander) or “One” (Parmenides). The Greeks started to offer models of how reality worked. As some of the cosmologists got better and better at explaining how the “stuff” of the world worked, Plato said grandly that they were merely Giants, and that we should instead hope to be Gods. Plato saw clearly the rising tide of what we now call “science” and staked out quickly that there is more to the world than what it can tell us.

The trouble with Platonism—Plato worked out through history—is that it reduced to, not a set of hypotheses, but a method with which to tell the difference between the right ones and the wrong ones. And since philosophy—the original inquiry—kept spinning out different disciplines that worked out according to their own particular methods the difference between a good and a bad hypothesis, philosophy had to look for a job that it could do. Platonism, distinguished carefully from philosophy/metaphysics(1), settled on looking for the way to tell the difference between a hypothesis that worked (which is what a non-philosophy discipline will tell you) and a hypothesis that is correct—a certification procedure that has itself nothing to do with, say, what physics, psychology, or history does.

And this is, ultimately, the difference between Platonism and metaphysics(1). Metaphysics seeks to investigate our models of reality because they don’t always work the greatest. For instance, some philosophers have thought that Plato was wrong, that all we need are Giants, science, physics (call some of them "logical positivists"). We have learned, however, through experimentation and the testing of models, that Plato was probably right that there was more in the world than what science can describe. But the heart of a pragmatist philosophy of science is, roughly, “Of course, there’s more in this world than what science can describe because we still need more descriptions than scientific ones.” As long as there’s an audience for baseball, there will be a need for more than physics.

Platonism wants more, however. They want to know why and how these models are correct, as opposed to just the best ones available. This aim at correctness is what Pirsig and Rorty both want to deny. Pirsig's journey in ZMM was from the contemporary Subject/Object dilemma to the more deeply rooted problem of dialectic, “the parvenu.” SOM is paradigmatic of modern (post-Cartesian) philosophy, but it has first been infected by the larger problem of the Platonic search for basic, universal, ahistorical underpinnings to reality-as-such, a search that, given the production of individual disciplines of inquiry into how stuff in reality works (physics, psychology, history, etc.), will naturally give way to the production of a method—the dialectic. This is Pirsig's enemy in ZMM, and it is an enemy that is multifaceted in intellectual history.

Some Pirsigians think that materialism is the pernicious enemy that Pirsig was fighting with his philosophy. They believe that the growth of science was the growth of SOM, and both were the growth of our alienation from technology and, ultimately, our world. There are subtle connections between science, technology, SOM and alienation, but I don’t think Pirsig ever quite reduced SOM to what science does—SOM is an add-on to an otherwise wonderful tool called “science.”

In my view, one very general way to recapitulate the movement of ZMM is 1) Pirsig got caught in problems in the philosophy of science: what is a scientific theory? His solution was to say that a theory is a ghost generated by our evaluation of reality. 2) Pirsig got caught on the horns of the S/O Dilemma: if we have an evaluative relationship to reality, is the value in the subject or in the object? Pirsig's solution was to wonder how everything got split into subject and objects in the first place. 3) Pirsig trails the source to Plato: Plato thought there was a method, dialectic, that could detect Truth wherever it was. Pirsig sided with the Sophists who thought that Truth was an interplay of opinions, i.e. evaluations, between people.

It is the movement from (2) to (3)—or rather, history’s movement from Plato to Galileo’s science—that Pirsig leaves relatively obscure, and it hasn’t helped interpretations of him. With regard to the question of how the activity of science and the philosophical outlook of SOM relate, I would distinguish between two modern manifestations of what I’ve been calling “Platonism”: 1) scientific materialism and 2) Kantian realism. The first is the idea that science is a) the only route to Truth and b) everything can be reduced to physical descriptions. The second is the idea that a) Truth needs a foundation and b) both the mind and the world can only exist because of the other.

The Platonic common denominator of both scientific materialism and Kantian realism are contained in the (a) clauses. I would suggest that the (a) clauses can safely be detached from the (b) clauses, and that doing so eliminates the pernicious enemy Pirsig found in Plato and leaves us with two rather boring propositions. On the one hand, the first (b) clause: everything can be reduced to physical descriptions. Some may recoil, but I would pause and suggest that everything can be reduced to physical descriptions, but we also need more than just these physical descriptions to describe our world. (On reductionism generally, see my “Parable of the Reductionist”.) A metaphysical proposition can be reduced to the physical description of the breath leaving my lungs or the chemical properties of ink or the electrical properties of computer hardware, but doing so wouldn’t tell us anything about what the metaphysical proposition means and so we still would need metaphysical descriptions. The first (b) clause reduces to a bland physicalism which basically says, “Science is great, but we need more than physics to talk about what we want to talk about. Science isn’t the only Truth.” And the second (b) clause reduces to the tidy little transcendental circle I talked about earlier: people need to exist for language to exist, language needs to exist for physics to exist, physics needs to exist for people to exist.

I think the ultimate lesson to be drawn from this discussion is that it is difficult to answer the lead question: what is metaphysics? It is difficult because there have been many historical understandings of what the activity is and how it should be done. Any answer has to deal with a number of objections from slightly different understandings. The route with which I have dealt with the problem of what we are doing when we do philosophy/metaphysics is the route of finding a common enemy—it is a problem-oriented understanding of philosophical discourse. Every language has their own word for “tiger,” but somehow both the English and the French are able to deal with tigers—for the most part. Though I think there is an analogy between natural languages and the idiosyncratic philosophical jargons every particular philosopher develops in isolation from every other philosopher, I do not think everybody must be talking about the same exact thing. Davidson points towards this truth—most of our beliefs must be true, not all of them. This means that Cartesian skepticism is lame, but it does not mean that inquiry into better and better beliefs, better models of reality, must stop, or is pointless.

Philosophical discourse makes progress by assessing how individual jargons deal with the problems of reality. This problem-oriented understanding of philosophy and metaphysics allows us to see that, while Pirsig, Rorty, and Plato all talk differently, there are certain things that can be intertranslated well—and things that cannot. I have named a root that is untranslatable into the languages of Pirsig and Rorty—though they between them speak differently of it—Platonism. Seeing this root well, I think, is a precondition for understanding what more can and cannot be translated between the two, and this general process goes for philosophers generally.

Sunday, May 18, 2008

My Generation

This is something I wrote a little over a year ago. It is technically part of a much larger project that will probably never reach any stage of completion, but I found it in my notes and, though it isn't about anything in particular, it has the virtue of being sustained and liftable. It was also before Obama-fever took over the Left. My cues are from Rorty, obviously so (with some Pirsigian pathos), but the way Obama has swept the Left off its feet, I think, shows that Rorty was tapping into a vein that was far more real than I imagine he even imagined. I wish he'd lived to see it.
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My generation has become deathly cynical and I'm not sure who to blame or how to change it. It's no use simply blaming us, those goddamn kids, nor our parents, those goddamn hippies. Everybody's just responding to their environment and the environment changed, no doubt irrevocably, and we didn't. We don't know how to maintain faith anymore because we now live in a time when just about every object of faith has been exposed as flawed. Intellectuals have been doing it for centuries, that's the basic function of intellectuals, but before the Industrial Age it stayed amongst the very few. The creation of the printing press, the fall of Latin, and the rise of the Modern University changed all that. Education is for everyone now--or at least increasingly so. Well, that's the hope at least. Maybe a goal we still need to work towards. Oh, who am I kidding, college is still only for well-off, white pricks like me.

You see how easy it is? We know too much. Current reality blots out hope for the future. Thanks to the Democrats, colleges were flooded after World War II. And the flooding didn't stop. People began to learn more, know more stuff, the kind of things only the few had known before--namely how corrupt and broken down everything is, how the rich and powerful (kinda' redundant) are always trying (and succeeding) to fuck us over.

Knowledge isn't bad. Unmasking objects of faith isn't bad. Why we should call it an "unmasking" is a better question. The effect of unmaskings is to expose flaws. To call it an "unmasking," however, is to imply that we were lied to, that we were told it was flawless and--surprise!--it wasn't. What is unclear to me is why this should cause us to be cynical rather than simply more self-aware--noticing finally the continuity between governments and religions and, ya' know, every particular person we've ever met. The idea of flawless objects is so absurd, we should wonder how we ever got conned into believing it.

See, again: the cynicism. Because this is exactly what the hippies began to think: they had been had, conned. They began spouting Foucault (fuckin' French), about how Truth is Power and Power Truth. The Man's got the Power and he defines the Truth. Nobody noticed that once you dissolve everything into a power relation, you lose your ability to use "power" as a derogatory epithet--you'd just as well speak of the power to help as the power to hurt.

But such nuance is lost on most people, especially when they're angry and looking around for a stick to beat people with. The question is: why were they so angry? Why do we call our grandparents the "Greatest Generation" and our parents "dirty hippies"?

I think it wasn't only the fact that far more hippies went to college than their parents, but also the fact that our grandparents combined faith in an untarnished object with a war worthy of fighting and our parents an unmasked--absurd--lie with a war that should never have been fought. How does anyone not become disillusioned after that?

So we lost hope. We became cynical. The intellectuals left us without an object--however flawed--to hope for and became preoccupied with an increasingly boring series of unmaskings, an army of academics who'd never heard of the law of diminishing returns. Everyone else was left adrift. We feel powerless to change anything. We have only one vote in millions.

Which is just about the stupidest thing--we have one vote? We is many, and many votes can do many things. When these lazy-ass bastards with opinions till Sunday on what's wrong with everything whine, "Why vote? I only have one," I just wanna' punch them in their stupid ass face--do they really think, after all, that we were better off when only white, landed dudes with slaves were voting? And hey, I'm sure it was a lot fuckin' easier when the King was the only one making any decisions. It just tears me up when--hey, not everyone's got new ideas about where to go or how to get there, but you don't even vote!?

Take [identity obscured]: she has one of the coldest, narrowest circle of sentiments I have ever encountered. She laughed at 9/11, thought they (Americans) were getting what they deserved. She thinks that anybody who joins the military deserves whatever they get if they were stupid enough to join. She'll believe any fool conspiracy, up to and including astrology. I cannot believe someone as intelligent as she could be so malformed--but then I remember that Heidegger was a Nazi and one of the world's greatest philosophers, and if Popper has his way Plato was a fascist.

[Identity obscured] is dumb about politics. I can't make chicken casserole. I guess we're all stupid about something.